Money Laundering Reporting Officer ensuring AML compliance at Altenar, a leading iGaming technology provider. Overseeing policies and regulations in a hybrid role based in Malta.
About the role
- GFC Investigator handling complex fraud and compliance investigations for Bank of America. Ensuring quality metrics are met and reporting on potential risks to senior stakeholders.
Responsibilities
- Completes investigations while overseeing cases meet or exceed closure and quality metrics
- Completes Suspicious Activity Reports (SAR) in a timely and accurate manner for submission to regulators and/or law enforcement
- Reports facts of the investigation to senior stakeholders, assisting in identifying potential operational or compliance risks and partners with Global Financial Crimes (GFC) Management and/or Front Line Units (FLU) to resolve investigations
- Performs quality control functions, training, communications, guidance, monitoring scenario development/enhancement input and testing, or law enforcement liaison responsibilities in an investigative support role
Requirements
- Minimum of five years of relevant experience
- Understanding of Retail Brokerage Products, Clients, and Services, such as Equities, Fixed Income Products, Structured Investments, Securitized Products, and entity structures, such as Personal Holding Companies, Retirement and Trust Accounts
- FINRA Securities Essential Exam/ FINRA Series 7, Series 6 or relevant experience in back office operations, Margin, ACAT Transfer
- Suspicious Activity Reporting (SAR)
- Stakeholder Management (FLU, Business Controls, Risk)
- Understanding of Rules, Regulations, and Compliance (FINRA/SEC)
Benefits
- Discretionary incentive eligible
- Access to paid time off
- Industry-leading benefits
- Resources and support for employees
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