Compliance and Risk Consultant providing flexible support across Support Desk and Quality Control functions at PG&E. Engaging in data analysis, quality checks, and process improvement initiatives.
About the role
- Senior Associate supporting regulatory change management functions at Coinbase. Focusing on legal obligations inventory, reporting, and regulatory change monitoring and management processes.
Responsibilities
- Support the management, execution and continued improvement of the RCM function.
- Legal & Regulatory Obligations Inventory: Support the maintenance and expansion of the Legal & Regulatory Obligations Inventory.
- Reporting: Enhance and strengthen quarterly metrics and reporting; prepare and distribute quarterly metrics / reporting.
- Regulatory Change Monitoring and Management: Support Legal Teams’ horizon scanning efforts; support Legal Teams’ analysis of applicability and impact of regulatory changes; support tracking of implementation of process/control changes and post-implementation reviews; provide advice and support on change management plans and execution as needed.
- Program Administration: Perform QA of data on Regology and Archer platforms; refine approach and execute QA / validation of alert feed sources / keywords; assist with review of new content providers and horizon scanning workflow tools (as needed); support incident management for quarterly risk reporting; support stakeholder questions / management; support oversight of workflows to ensure that they are functioning properly; support policies and procedures drafting and maintenance; manage internal team documents and records; other project work.
- Risk/Control and Data Mapping: Support LRO, risk and control mapping, including support with implementation of a vendor; support data mapping for Risk Assessments / RCSAs / Policies and Procedures.
Requirements
- Track record of building programs / processes from the ground up; in particular experience building and executing regulatory change monitoring and change management programs / processes
- Experience building out a legal / regulatory obligations library or exposure to the process
- Working knowledge of laws, regulations, risk management practices for financial services
- Track record of delivering work to a high quality standard
- Hands-on involvement in developing and producing metrics and reporting
- Strong written/verbal communication, critical thinking and problem-solving skills
- Highly-motivated, analytical, organized, innovative and adaptive
- Good presentation skills, multi-tasking capability, team-oriented, and a self-starter
- Proven ability to work collaboratively with global partners in other functional units
- Flexibility to work extended hours to meet deadlines, when necessary
- Ability to work with limited direction from management
- Expertise in PowerPoint/Google Slides and Excel/Google Sheets
- Juris Doctor
- Experience with and/or keen interest in cryptocurrency (Nice to haves)
- Experience working at a law firm and as in-house counsel (Nice to haves)
- Experience with or previous exposure to financial services regulators (Nice to haves)
- Experience with project / vendor management (Nice to haves)
- Experience with technology projects, including the development of business requirement documents (BRDs) and exposure to AI tooling (Nice to haves)
Benefits
- bonus eligibility
- equity eligibility
- benefits (including medical, dental, vision and 401(k))
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