Site Safety Specialist promoting Prime Controls' safety culture while ensuring compliance with health and safety standards.
About the role
- Market Supervision Manager responsible for compliance and administrative support in wealth management. Ensuring adherence to standards while managing business needs for financial advisors.
Responsibilities
- Performs, monitors, and demonstrates adherence to internal and external standards, policies, laws, rules, and regulations related to client advice and recommendations, sales practice activities, and conduct of market personnel
- Manages day-to-day Financial Advisor (FA) business needs, while ensuring adherence to the bank's compliance policies and procedures
- Coaches FAs, Client Associates (CAs), and other market personnel to drive adherence of policies and procedures related to sales practice conduct
- Partners with FAs, CAs, and other market personnel to manage risk of business growth initiatives, ensuring alignment with the bank's enterprise risk appetite
- Provides inspection, coaching and feedback to motivate, differentiate and improve performance
- Actively manages expenses and budgets in alignment with objectives, making sound financial decisions.
- Delivers results by effectively prioritizing, inspecting and appropriately delegating team work.
Requirements
- Minimum Education Requirement: High School Diploma / GED / Secondary School or equivalent
- This role is responsible for a wide variety of delegated compliance, administrative, and business functions to support the Merrill Wealth Management Market Executives (MEs) overall managerial and supervisory responsibilities.
- Managing day-to-day Financial Advisor (FA) business needs, while ensuring adherence to the bank's compliance policies and procedures
- Must adhere to internal and external standards, policies, laws, rules, and regulations related to client advice and recommendations, sales practice activities, and conduct of market personnel
- Must demonstrate deep process knowledge and operational excellence
- Models an inclusive environment for employees and clients, aligned to company Great Place to Work goals.
Benefits
- Employees are eligible for an annual discretionary award based on their overall individual performance results and behaviors
- Access to paid time off
- Resources and support to our employees so they can make a genuine impact and contribute to the sustainable growth of our business and the communities we serve.
Job title
Job type
Experience level
Salary
Degree requirement
Location requirements
Assistant Site Manager ensuring quality delivery on construction projects with a focus on teamwork and problem solving. Working with subcontractors and collaboration across departments for successful outcomes.
Dual Site Store Manager overseeing two Asda Express locations. Leading service quality, colleague development, and operational efficiency in a retail environment.
Store Manager overseeing store operations and team development at Kmart location. Driving sales performance and enhancing customer experience in a retail environment.
Store Manager leading team and managing financial performance at Kmart stores. Ensuring positive culture and customer experience while implementing sales strategies and controlling expenses.
Manage Lloyds Wealth proposition governance while ensuring client - centric, regulatory compliant financial solutions. Collaborate with stakeholders to deliver strategic objectives and enhance client outcomes.
Senior New Technology Introduction Leader evaluating AI solutions across Gas Power Supply Chain. Collaborating with leadership to drive digital ecosystem advancements.
M&A Due Diligence and Integration Manager at PayPal analyzing investment opportunities and leading integration planning. Collaborating cross - functionally to ensure effective M&A execution and growth.
Program Business Manager overseeing departmental activities, managing residency programs at Emory University. Coordinating budgets, evaluations, and communications within the School of Medicine.
Senior Subcontract Manager overseeing compliance and contract management for power generation projects. Facilitating cross - functional collaboration to ensure project success and customer satisfaction.