Legal and Compliance Officer at BlueOrchard managing compliance in asset management. Involved in regulatory advice, compliance programs, and stakeholder support.
Responsibilities
Provide compliance advice and support to the Business and Management in compliance related matters, in particular on regulatory and Compliance developments and trends applicable to Swiss and cross-border Asset Management activities.
Review marketing materials and communications for compliance considerations.
Conduct, maintain and develop the BlueOrchard Compliance program.
Advise on policies and procedures and assist business stakeholders addressing various Corporate Compliance requests.
Supporting the implementation of issues identified in external and internal audits, Compliance monitoring and regulatory reporting.
Support reporting to relevant regulators, the BlueOrchard Board, and Schroders Group Compliance.
Requirements
Legal background and/or specialized experience in Asset Management Legal and Compliance, with in-depth knowledge of Swiss and European regulatory frameworks applicable to asset management and funds.
At least 5 years working experience in Asset Management and/or Finance, with a minimum of 3 years in a Compliance function.
Excellent communication skills and fluency in English and German are essential.
Benefits
Work in a global and fast-growing company with a true commitment to its mission of fighting global poverty and climate change
An entrepreneurial culture, offering multiple opportunities for learning and development
A dynamic and multicultural team spread around the globe
Attractive compensation and exciting career opportunities
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