License Compliance Intern at Boomi helping customers comply with license agreements. Analyzing business data and supporting compliance audits in a dynamic work environment.
About the role
- Senior Compliance Manager managing compliance advisory and policy in asset management sector. Overseeing regulatory compliance and guiding teams through regulatory changes and best practices.
Responsibilities
- Reporting to the Head of Compliance and MLRO
- Manage the Compliance Advisory & Policy team
- Monitor, analyse and liaise with the business to implement regulatory change/developments/best practice
- Advise the business on regulatory matters
- Maintain and promote effective compliance organisational practices
- Ensure the Compliance Advisory & Policy team has sufficient resources.
- Ensure that effective advice is provided on compliance matters and regulatory change
- Advise the business on regulatory matters around the launch of new funds, changes to and the closure/merger of existing funds
- Assist and support the Head of Compliance in ongoing maintenance, enhancement, development and operation of compliance training programs
Requirements
- Educated to degree level (or equivalent)
- At least 10 years’ experience in asset management / investment funds compliance
- Experience of managing a team
- Ideally with post graduate qualifications relevant to FCA regulated business.
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
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