Senior Manager of Compliance overseeing compliance operations related to insurance regulations at Tokio Marine HCC. Leading a team to ensure adherence to regulatory standards and internal guidelines.
About the role
- Compliance Officer overseeing compliance activities and regulatory adherence for a fast-scaling fintech company expanding into Germany. Collaborating with stakeholders to provide compliance guidance and maintain high standards.
Responsibilities
- Own day-to-day compliance activities aligned with BaFin regulatory requirements.
- Oversee monitoring of investment products and processes.
- Develop the Compliance Monitoring Program (CMP) by conducting reports, collecting data, and following up on findings.
- Provide compliance input on current and upcoming products and services across the business.
- Provide compliance guidance on current and upcoming products and services, partnering with senior stakeholders across the business.
- Review and approve financial promotions, ensuring full regulatory compliance.
- Own and maintain compliance policies and procedures, proactively identifying gaps and driving improvements.
Requirements
- Full professional proficiency in German (C1) - required for regulatory correspondence, BaFin interactions, and stakeholder discussions.
- Full professional proficiency in English (C1) - required for internal communications, cross-border collaboration, and group-level reporting.
- Experience in compliance, preferably within the financial services or investment sector.
- A degree in Law, Finance, or a related discipline, or an equivalent qualification.
- A strong interest in regulatory compliance and the financial services industry.
- Excellent communication and interpersonal skills.
- Ability to work well under pressure, adapt quickly, and learn on the job.
- Strong analytical and problem-solving skills, with the ability to manage multiple priorities in a fast-paced environment.
Benefits
- High-impact ownership in a fast-scaling fintech used by millions of investors across Europe.
- The opportunity to shape and build the compliance function for a major market.
- Challenges that will help you grow and realize your potential fast.
- Opportunity to make a significant impact - you will build innovative services used by millions of investors to build wealth.
- Work with smart, spirited, helpful, high-performing colleagues with a common goal.
- An environment where nothing is set in stone.
- Appreciation for your talent and ideas.
- Generous remuneration package
Job title
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