Senior Compliance Group Manager overseeing compliance functions at TD Bank. Collaborating with senior management to ensure adherence to regulatory compliance programs.
Responsibilities
Oversee assigned compliance functions for the Company and support the development, implementation, and maintenance of a regulatory compliance program
Manage compliance aspects of the applicable laws and regulations having a significant impact on the operations or strategy of the Company
Interact with senior management in assigned areas, developing, revising, and implementing policies and procedures to ensure compliance with applicable laws and regulations
Manage assigned compliance managers and/or specialists by coordinating activities and providing coaching and counseling as needed
Participate in annual risk assessment process for development of department monitoring plan and routine monitoring plan meetings
Requirements
Undergraduate degree or equivalent work experience
10+ years of experience
5–7 years of compliance experience within a GSIB, large financial institution, or regulatory environment
Strong understanding of FRB and OCC regulations and their application across diverse businesses and products
Proven people leader with experience building, developing, and retaining high‑performing teams through effective performance management
Demonstrated ability to foster a strong compliance risk culture and role‑model expected risk behaviors
Experience setting operational direction, leading complex functions, and collaborating to execute common goals
Ability to facilitate strategic discussions and provide clear, concise thought leadership to executive audiences
Benefits
Health insurance
Retirement plans
Paid time off
Career development
Reward and recognition programs
Job title
Senior Compliance Group Manager – Corporate Office Compliance
Governance, Risk & Compliance Officer focusing on data protection for an international trade company. Developing GRC structures and ensuring compliance with privacy regulations.
Senior Scientist responsible for developing and maintaining Core Labeling for pharmaceutical products. Collaborating with global teams to ensure compliance with regulatory requirements and quality standards.
Compliance Intern offering forensic analysis support for Johnson & Johnson. Engaging in audits and analytical tasks in a hybrid work environment in New Brunswick, NJ.
Director, Global Regulatory Leader responsible for global regulatory strategies in innovative medicine for investigational products. Leading cross - functional teams and ensuring regulatory compliance with health authorities.
Compliance Manager overseeing United Rotorcraft’s compliance initiatives with federal standards. Ensuring audit readiness and managing supplier compliance and training programs.
Regulatory Compliance Projects Manager at Betclic ensuring compliance in product development and coordinating regulatory matters across jurisdictions. Leading cross - functional projects in a dynamic environment.
Trade Compliance Officer managing US trade compliance operations for Thales' InFlight Entertainment Business Line. Developing and implementing comprehensive trade compliance programs aligned with regulatory requirements.