Compliance Manager overseeing on - site warehouse compliance, ensuring risk mitigation and training. Collaborating with leadership to uphold regulatory standards and implement compliance procedures.
About the role
- Manager of Compliance Change Management at TD Bank managing compliance initiatives and governance. This role involves operationalizing strategies and managing compliance tasks.
Responsibilities
- Manage day-to-day operations of compliance and implement a forward-thinking compliance program
- Support governance of end-to-end compliance change initiatives
- Assess operational impact of new or changing regulations
- Develop and maintain detailed implementation roadmaps
- Facilitate working groups to drive alignment
- Track progress across compliance initiatives
- Roll up your sleeves to handle day-to-day compliance tasks
Requirements
- Undergraduate degree or equivalent work experience
- 7+ years of experience
- Minimum 7+ years of experience in governance, or risk management within financial services or FinTech industry
- Prior experience drafting responses and preparing evidence packages for regulators and internal audit
- Excellent verbal and writing skills
- Strong understanding of regulatory frameworks, risk management best practices, or mature Compliance Management Systems
- Advance proficiency with GRC platforms (preferably ServiceNow and Archer)
- Prior project management experience
- Ability to work in a diverse and inclusive workspace
Benefits
- Health insurance
- 401(k) matching
- Flexible work hours
- Paid time off
- Professional development opportunities
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