Compliance Analyst overseeing compliance in asset management while collaborating globally with stakeholders. Managing risks and providing expert guidance on compliance matters within financial integrity framework.
Responsibilities
Build relationships with key stakeholders globally, becoming their trusted compliance partner
Provide expert guidance on compliance matters to internal partners, helping them achieve business goals while managing risks
Design and deliver training on compliance requirements, processes and controls as the Training Champion for the AM/CM team
Support payment activities by advising on compliance risks and addressing queries related to Asset Management transactions
Perform regulatory reviews including monthly submission of required filings
Handle AML/ITC alerts and support Know-Your-Customer due diligence processes with thorough analysis
Participate in risk initiatives through dedicated risk squads focused on AM&CM compliance
Contribute to knowledge sharing through the AM&CM demystification initiative, helping document and explain complex business areas
Conduct risk assessments to evaluate inherent and residual risk exposure across the organization
Lead stakeholder discussions to address compliance challenges and implement effective solutions
Foster a compliance culture that balances risk management with business enablement
Requirements
At least 3 years of professional work experience, preferably in the financial industry
Solid understanding of compliance risks (fraud, money laundering, international trade controls) with enthusiasm to deepen your expertise
Strong communication skills with fluent English (additional languages are advantageous)
Excellent analytical abilities and skill in interpreting complex information
Proficiency in MS Office suite (Outlook, Excel, Word, PowerPoint)
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