Global Head of Compliance responsible for building and leading compliance functions at OpenFX. Overseeing regulatory compliance and financial crime prevention in a fast - growing fintech firm.
About the role
- Analista Compliance Regulatório Sênior ensuring compliance in a finance tech firm while interacting with regulators. Responsible for analyzing regulatory changes and managing compliance reports.
Responsibilities
- Monitor and analyze changes in the legal and regulatory environment, assessing impacts on the business and strategic objectives.
- Continuously track laws, regulations, market information, bills, public consultations, and related developments.
- Work collaboratively with risk, process and internal control teams, supporting business areas in managing regulatory risks.
- Interface with regulators (CVM and the Central Bank of Brazil), including inspections, meetings, submission of information and regulatory controls.
- Manage and monitor regulatory workflows, ensuring deadlines, recordkeeping and compliance.
- Prepare and support the development of reports, regulatory filings, presentations and management indicators for the area.
- Contribute to analyses of financial market products from regulatory, risk and integrity perspectives.
- Promote knowledge sharing and technical development within the team.
Requirements
- University degree in Law and/or Business Administration
- Postgraduate degree in Compliance, Risk Management or related fields preferred
- Experience and knowledge in corporate/business law, corporate governance and mergers & acquisitions (M&A)
- Experience in interacting with regulators, especially the CVM and the Central Bank of Brazil (e.g., inspections, regulator meetings, information submissions, regulatory controls)
- Knowledge of Compliance topics, including ethics hotline, LGPD (Brazilian data protection law), contracts and vendor due diligence
- Experience working with regulator systems, organizational hierarchy and structure
- Knowledge of financial market products (capital markets, institutional investor products, retail products, tokenization, etc.) to support Compliance activities
- Understanding of business operations, projects and various requests to produce well-founded opinions
- Generalist experience in Project Management, Internal Controls, Risk Management, Integrity and Compliance (regulatory interpretation and issuing opinions; ethics and conduct; consultative role)
- Strong knowledge of the Central Bank of Brazil (BCB) regulations
- Knowledge of CVM and ANBIMA rules and self-regulatory standards
- Experience with ethics hotline, contract management, LGPD, vendor due diligence and other compliance practices.
Benefits
- Health and Dental Insurance
- Meal Voucher (Caju)
- Life Insurance
- Home Office Allowance
- Profit Sharing (PLR)
- Private Pension Plan
- Childcare Assistance
- WellHub (Gympass)
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
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