Compliance Officer shaping compliance frameworks at fintech-focused healthcare tech firm. Overseeing regulatory adherence and collaboration with legal counsel.
Responsibilities
Drafting compliance policies and procedures
Lead in implementing the Company’s financial/legal Compliance Program
Conduct research with respect to compliance and regulatory issues; develop new compliance initiativesInteract with the business and product teams to provide advice and guidance
Provide training to employees during induction, annual and ad hoc compliance trainings, including the preparation and updating of materials
Assist with regulatory examinations, inquiries, investigations, internal audits and projects, as necessary
Undertake and lead special compliance related projects involving various inter-department stakeholders
Conduct reviews as part of the Company’s overall compliance programOrganize and administer the Firm’s committee governance program and documentation
Monitor regulatory changes, updates and industry-wide compliance initiatives
Review and analyze reports generated by the Firm’s surveillance systems
Improve internal compliance reports by identifying/closing any potential gaps, automating workflows/processes
Requirements
Bachelor’s degree from an accredited university or college with a strong academic record; Paralegal experience a plus.
3+ years of experience in compliance experience, including at a financial institution, fintech or technology startup
Superior verbal and written communication, as well as analytical and problem solving skills
Experience with cybersecurity, data privacy and information security preferred
Experience or familiarity with the NMLS licensing platform and requirements highly preferred
Experience in working with different technology applications such as MS PowerPoint, Excel, Tableau, any other relevant data analytics tools preferred
Good team player with a strong willingness to participate and help others.
Benefits
Equity - Everyone at Nitra is an owner. When the company wins, you win.
Competitive Salary - You’re the best of the best, and your salary will reflect your experience and reward your contributions to Nitra.
Health Care - Your health comes first. We offer comprehensive health, vision, and dental insurance options.
Retirement Benefits - Your financial stability matters to us so we provide a generous employer 401K match.
Nitra maintains a hybrid work policy, with team members working from the office four days per week and Wednesdays designated as a work-from-home day.
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