Hybrid Compliance Lead, Quality Assurance, Testing

at N3XT SPORTS

• Job title: Compliance Lead, Quality Assurance, Testing
• Job type: Full Time
• Experience level: Senior
• Salary: $130,000 - $160,000 per year
• Degree requirement: Bachelor's Degree
• Location requirements: Hybrid, Cheyenne, United States

About the role

• Compliance Lead focused on quality assurance of compliance risks in a fintech institution. Engage in QA testing practices and collaborate with various teams for effective program execution.

Responsibilities

• Participate in scoping discussions and building the QA Testing framework.
• Conduct walkthroughs to gain an understanding of each testing area and use AI to document processes and controls, including potential gaps.
• Assist in developing and automating testing scripts, sampling methodology, and review steps for each testing area.
• Leverage AI and machine learning when executing control testing to assess the design and effectiveness of compliance controls, including BSA/AML/OFAC and KYC/KYB/CDD/EDD.
• Document testing in workpaper documents to evidence reviews.
• Draft reports to document findings, observations, and recommendations.
• Participate in discussions with control and testing area owners regarding potential gaps and recommendations.
• Collaborate with control and testing area owners to write management action plans for all identified findings.
• Support issue management tracking related to findings and management action plans created as a result of QA testing.
• Stay updated on banking regulations, especially related to testing areas.
• Ensure deliverables from the yearly QA testing calendar are submitted in a timely manner.

Requirements

• Proven experience (4-6+ years) in compliance testing, quality assurance, audit or risk management within the payments industry.
• Advanced understanding of control design, effectiveness testing, sampling methodologies, and evidence collection related to financial crimes compliance.
• Hands-on experience with LLMs and AI Agents and strong analytical skills to uncover inconsistencies and trends.
• Excellent organizational and written skills to manage the testing schedule and draft summary reports of findings.
• Ability to communicate effectively and collaborate with multiple key employees at the company, including data and engineering teams.
• AML-related certifications (e.g., CAMS, CFE, ACAMS) preferred.
• Understanding of the FFIEC and/or Wyoming SPDI examination manual preferred.
• Experience in crypto / blockchain and/or startups preferred.
• Product management or product development experience preferred.

Benefits

• Competitive salary
• Health insurance
• Professional development support