Hybrid Operations Specialist

at LPL Financial

• Job title: Operations Specialist
• Job type: Full Time
• Experience level: Junior
• Salary: $22 - $37 per hour
• Degree requirement: No Education Requirement
• Location requirements: Hybrid, Fort Mill, United States

About the role

• Premier Operations Specialist providing administrative and operational support to Wealth Advisors Group at LPL Financial. Handling inquiries and maintaining compliance with industry regulations while enhancing client relationships.

Responsibilities

• Deliver high‑quality phone support to WealthAG advisors across different specialized teams and their end-clients
• Handle inquiries including account notifications, cash management, RMD outreach, Rep ID updates, annual review scheduling, issue resolution, signing documents and placing unsolicited trades
• Prepare and submit new account documentation, ensuring all materials are complete for processing
• Coordinate and track rollovers and transfers (manual and ACAT) to ensure timely completion
• Identify client needs and refer clients seeking financial guidance to advisors
• Maintain operational excellence through ongoing training on policies, procedures, platforms, and service best practices

Requirements

• Active Series 7 and Series 66 (or equivalent), or ability to obtain required licenses within 180 days
• Ability to work onsite in Fort Mill, SC, Tempe, AZ, or Austin, TX
• 1+ year direct client-facing experience in financial services, ideally in a service or advisory support role

Benefits

• 401K matching
• health benefits
• employee stock options
• paid time off
• volunteer time off