Associate on Clearing Policy & Market Structure team providing insights into market structure changes. Supporting regulatory engagement and developing materials for external communication.
About the role
- Operational Risk Consultant evaluating processes and identifying risks to enhance financial service delivery. Collaborating across teams for effective risk mitigation and compliance.
Responsibilities
- Collaborates with the organization’s risk management operations and enterprise technology teams to evaluate operational processes, policies, and procedures, identifying potential risks to the business.
- Develops, documents, and maintains a risk and control framework for assigned business units.
- Monitors and communicates control updates based on changes in risk profiles and ensure compliance with audit and risk management protocols.
- Works with Operational Risk Analyst to manage capacity planning and benchmarking for RMO requirements.
- Develops, implements, and executes control testing, continuous assurance, and reporting programs within an assigned business unit in accordance with the Ops Risk & Controls Test Plan.
- Partners with the various Quality Management departments to document and report risk information identified within the designated business units.
- Conducts thorough reviews of business unit procedures to ensure alignment with risk management frameworks and regulatory compliance requirements.
Requirements
- Bachelor’s Degree is required.
- 5 – 7 years of relevant work experience is required.
- Extensive knowledge and application of operational risk management concepts required
- Experience in assessing risk and translating findings into actionable plans required
- Ability to organize and analyze data including proficiency in Microsoft Excel and Smartsheet required
- Ability to write professional and concise summaries including proficiency in Microsoft Word and PowerPoint required
Benefits
- medical, dental and vision insurance coverage
- 100% company-paid life and disability coverage
- 401k options with company match
- three weeks PTO by the end of the first year
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
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