Manager Regulatory Affair at Capgemini Engineering coordinating activities for the US market. Preparing submissions to the FDA and collaborating with internal teams for regulatory compliance.
About the role
- Compliance Professional supporting Freddie Mac's investment and ethics policies. Engaging with compliance risks and overseeing regulatory obligations to promote best practices.
Responsibilities
- support the administration and enhancement of Personal Investment Policy controls
- operationalizing the StarCompliance pre-clearance and monitoring platform
- engaging with the divisions on risk and controls activities
- providing oversight to ensure compliance risk related to Conservator obligations, laws and regulations is identified, addressed and mitigated
- providing advisory services, and effective challenge to First Line of Defense (1LoD) on risks that could impact Freddie Mac
- collaborating and coordinating within Enterprise Risk Management to provide a comprehensive view and a lens into the inter-connectivity of risks
- engaging with employees at all levels, providing policy interpretation and guidance and supporting development and delivery of training and awareness resources
- analyzing data and producing reporting worthy of C-Suite executives and Regulators
Requirements
- Bachelor’s Degree or equivalent work experience
- 2+ years of related experience preferably in ethics, compliance, risk management, investments or regulatory
- Proven experience with personal investment related transactions and securities
- Comprehensive understanding of enterprise risk management in the financial services industry and the inter-connectivity of risks is preferred
- Advanced Microsoft proficiency, especially Excel and PowerPoint
- Knowledge of StarCompliance pre-clearance, preferred
Benefits
- comprehensive total rewards package
- competitive compensation
- market-leading benefit programs
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