Hybrid Mid-Level Capital Markets, Public Companies Paralegal

Posted 8 hours ago

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About the role

  • Mid-Level Corporate Paralegal with experience in Capital Markets & Public Companies. Joining a team focused on handling IPOs, compliance, and corporate operations.

Responsibilities

  • Handling matters related to Capital Markets and Public Companies
  • Preparing registration statement numerical backup spreadsheets
  • Managing beneficial ownership tables
  • Overseeing compliance with the ’34 Act
  • Section 16 reporting
  • Handling Rule 144 and legend removal letters
  • Onboarding transfer agents
  • Preparing stock exchange applications
  • Submitting FINRA filings
  • Managing selling stockholder matters
  • Coordinating closing documents, closing volumes, and board resolutions and minutes

Requirements

  • Experience with IPOs and public company operations
  • Preparing registration statement numerical backup spreadsheets
  • Managing beneficial ownership tables
  • Overseeing compliance with the ’34 Act
  • Section 16 reporting
  • Handling Rule 144 and legend removal letters
  • Onboarding transfer agents
  • Preparing stock exchange applications
  • Submitting FINRA filings
  • Managing selling stockholder matters
  • Coordinating closing documents, closing volumes, and board resolutions and minutes
  • Exemplary communication, research and organizational skills
  • Ability to multi-task in a highly demanding, deadline driven environment
  • Comfort working alongside AI tools
  • A four-year degree and/or a paralegal certificate from an ABA-approved program
  • 3+ years of corporate and transactional experience

Benefits

  • Healthcare
  • Life Insurance
  • Health Savings Accounts
  • Flexible Spending Accounts
  • Wellbeing

Job title

Mid-Level Capital Markets, Public Companies Paralegal

Job type

Experience level

Mid levelSenior

Salary

$85,000 - $133,750 per year

Degree requirement

Bachelor's Degree

Location requirements

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