Conflict Analyst assisting with client acceptance and conflict clearance at Baker Tilly. Conducting risk analysis and supporting project management across various service lines.
About the role
- Operational Risk Analyst with oversight in risk management initiatives for Trader securities. Collaborating with teams for effective operational practices in a dynamic environment.
Responsibilities
- Assist with ongoing development, rollout and maintenance of the Operational Risk and TPRM Programs.
- Perform third party risk assessment during onboarding and for periodic reviews.
- Work with the first line of the defense (1LoD) to develop KRIs, and monitoring for elevated risks.
- Assist the 1LoD with operational incident reporting, conducting incident root cause analysis and reporting to management.
- Assist business managers to perform Risk and Control Self-Assessments and reviewing the responses.
- Maintain strong relationships with business management and providing risk training.
- Develop risk reporting and dashboards to meet the needs of business management and ORM.
- Identify and document potential risks associated with the operational processes across the firm including trading and operations.
Requirements
- Bachelor’s degree, preferably in a business-related subject.
- 5+ years of experience in operational risk and/or third party risk management.
- Risk management certification preferred (e.g. CRISC).
- Hands on experience of Operational Risk processes (e.g. RCSA, KRI, Incident/Issues Management, Scenario Analysis, and risk reporting).
- Financial services industry experience, preferably in the broker/dealer or banking sectors.
- Strong organizational, documentation, analytical, presentation, and communication skills (written and verbal).
- Strong analytical approach and a focus on bringing new ideas to increase efficiency/ automation.
- Experience using and administering eGRC systems.
Benefits
- Competitive Benefits Package (Medical, Dental and Vision)
- Ancillary Insurance (Basic Life Insurance, AD&D Insurance, and Short & Long-term Disability)
- Flexible Spending and Health Savings Accounts (FSA and HSA)
- Employee Assistance Program (EAP)
- Comprehensive health and wellness benefits
- Parental Leave
- Family building benefits
- 401(k) with company match
- Paid Time Off and holidays
- Professional development, educational assistance and training programs
- Community Engagement Programs
Job title
Job type
Experience level
Salary
Degree requirement
Location requirements
Sr. Associate, Data Governance at Baker Tilly managing governance policy development and data quality initiatives. Collaborating with business and technical teams for cross - domain data governance execution.
VP, Third Party Risk Officer responsible for managing Third Party risks within Operational Risk. Collaborating with teams globally on risk assessment and reporting with a strategic impact.
Director in Operational Risk at Morgan Stanley managing External Theft and Fraud while driving strategic evolution of risk management practices. Overseeing fraud risk monitoring and fostering collaboration across risk units.
Risk Officer responsible for supervisory and compliance functions at Morgan Stanley. Monitoring risk management procedures and maintaining compliance with regulations in Florida offices.
Senior Risk Manager overseeing model risk implementations and compliance assessments at a transformative UK bank. Leading governance policies and ensuring models align with risk appetite.
Risk Advisory Manager responsible for managing client engagements in real estate and construction projects. Collaborating with partners and staff while leading investigations and enhancing client relationships.
Operational Risk Review Manager leading review activities and overseeing risk management teams at U.S. Bank. Driving enhancements in risk review programs across various operational risk categories.
Consultant/Senior Consultant supporting NHS programme on healthcare data management and governance. Focus on defining data privacy and protection requirements in complex environments for the NHS.
Sr. Analyst in Risk Modeling at Santander responsible for developing stress testing models. Focus on PPNR forecasting and regulatory standards compliance in United States operations.