Senior Engineer advising on certification processes for aerospace at Boeing. Engaging in compliance reviews and educational material development across multiple sites.
About the role
- Senior Trading Compliance Specialist in Trading Compliance group managing trading conduct and compliance risks. Enhancing surveillance mechanisms for regulatory adherence in a global marketplace.
Responsibilities
- Continuously enhance surveillance mechanisms and parameters for system generated alerts and monitor system performance.
- Create, enhance and implement surveillance scenarios and conduct surveillance reviews.
- Define metrics for monitoring activities measuring compliance team performance.
- Lead day-to-day oversight and monitoring of Company’s trading activity within trade surveillance platform.
- Obtain and validate information from business units for regulatory reporting purposes.
- Assist with trading compliance-related questions from business units.
- Monitor trading activity for compliance to internal trading compliance policies.
- Assist Derivatives Trading Compliance Manager in ensuring all relevant personnel receive adequate training on regulations and rules.
- Maintain professional and technical knowledge by attending educational workshops and reviewing professional publications.
- Participate on strategic projects that focus on enhancing trading compliance programs.
Requirements
- High School diploma or GED
- Bachelor's Degree in finance, accounting, economics, business or related areas of study preferred.
- 4+ years of experience in commodity risk management in one or more of the following areas: Commodity trading, commodity execution, commodity risk management, or trading compliance.
- Experience with surveillance tools/monitoring applications, case management, and data/system integrations.
- Excellent research and analytical skills.
- Excellent written and verbal communications skills.
- Strong interpersonal skills with the ability to work collaboratively with people at all levels of the organization.
- Adaptable to change and able to prioritize multiple demands under pressure.
- Ability to assess and understand complex situations presented by the business and provide appropriate compliance guidance/solutions.
- Demonstrated experience and proficiency with interpreting and communicating complex regulatory requirements to business partners.
- Ability to quickly learn and understand complex organizational structure.
- Able to work effectively and meet goals both as part of a team and independently.
Benefits
- medical
- dental
- vision
- wellness programs
- life insurance
- health and dependent care spending accounts
- paid time off
- 401(k)
- pension
- profit sharing
- short- and long-term disability
- tuition reimbursement
- adoption assistance
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