Compliance & Operational Risk Specialist mitigating legal and compliance risks at Bank of America. Ensuring adherence to policies and assisting in operational risk oversight.
About the role
- Compliance LOB Senior Advisor assessing regulatory risk for AUB Lines of Business. Advising on compliance risks and consulting with business units for effective controls in Richmond, VA.
Responsibilities
- Assess regulatory risk within the AUB Lines of Business
- Manage and perform compliance risk assessments
- Consult with business units to ensure they develop/maintain adequate controls
- Provide strategic regulatory guidance to LOBs
- Communicate with senior leadership
- Engage as Compliance primary point of contact for 1LOD
- Interpret and provide research on compliance and regulatory questions
- Identify risks and control weaknesses through compliance risk assessments
- Communicate results of compliance assessments to leadership
- Review, update, and create relevant compliance policies and procedures
- Provide Compliance oversight for supported LOBs
- Participate in the development and implementation of new products and initiatives
- Review marketing campaigns to ensure compliance
- Escalate potential violations of law or regulations
- Assist with research and implementation of updated regulatory requirements
Requirements
- Bachelor's Degree preferred
- Five plus years’ industry banking experience including lending, deposits, banking operations, and commercial
- Certification as a Certified Regulatory Compliance Manager (CRCM) required
- Analytical skills, particularly with trending and reporting
- Knowledge of federal and state banking laws and regulations
- Understanding of Compliance Management and Regulatory Best Practices
- Excellent communication skills, both verbal and written
- Well organized with attention to detail
- Ability to manage multiple priorities
- Flexible, able to adapt to change
- Superior time management and problem solving skills
- Ability to work independently as well as within a team environment
- Advanced knowledge of Microsoft Office software
- Working knowledge of banking software programs preferred
Benefits
- Health insurance
- Retirement plans
- Paid time off
- Flexible work arrangements
- Professional development opportunities
- Discretionary profit sharing bonus
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