Assistant Manager overseeing Compliance operations for Southeast Asia - based FinTech company. Engaging in regulatory alignment and policy implementation across several locations.
SG
Hybrid Head of Compliance Risk Assessment
Posted 3 months ago
About the role
- Executive Director leading firm-wide Compliance Risk Assessment program for SMBC Group in financial services. Managing CRA process and collaborating with regulatory stakeholders.
Responsibilities
- Lead the firm-wide Compliance Risk Assessment (CRA) program, ensuring robust design, execution, and continuous enhancement of the CRA framework and methodology
- Manage the end-to-end delivery of the CRA process, including stakeholder engagement, data analysis, reporting, and integration with broader compliance and risk management strategies
- Support development of Annual Compliance Plan leveraging the risk assessment results
- Work with stakeholders within Compliance and First Line of Defense Teams to uplift control design and frameworks
- Develop and enhance risk metrics to inform risk assessments
- Serve as a strategic advisor to senior leadership
- Monitor regulatory developments and industry trends to ensure the CRA program remains current and effective
- Manage a team of risk professionals
- Drive automation and data analytics initiatives to enhance the efficiency and effectiveness of the CRA process
Requirements
- 15 + years of specialized experience in Financial Services
- Minimum 8-10 years of compliance experience (e.g., Risk Assessment, Developing Compliance Framework, Compliance Advisory, Bank regulator)
- 10+ years of management experience preferred
- BA / BS in a relevant discipline (e.g., Accounting, Finance, Banking, Statistics, Mathematics, or other related field), or equivalent experience
- MA / MS / MBA preferred
- Certified Regulatory Compliance Manager (CRCM)
- CPA-Certified Public Accountant
- Experience with Microsoft Office Suite, SharePoint
- Experience on implementing GRC systems, awareness of toolset like Alteryx and AI applications
Benefits
- Competitive portfolio of benefits to employees
Job title
Job type
Experience level
Salary
Degree requirement
Location requirements
Lead Analyst responsible for performing technical and analytical duties related to forecasting and tariff development at Avangrid. Managing major projects and providing regulatory support for utility operations.
Director of Regulatory Vault Operations overseeing GSK’s regulatory systems and leading strategic initiatives. Responsible for compliance and efficiency in regulatory submissions across a global landscape.
EMEA Regulatory Consultant providing expertise on EU and UK regulatory frameworks impacting fintech and financial services. Bridging regulatory expectations with product development for compliance solutions.
Compliance Associate/Senior Associate supporting Oaktree’s regulatory compliance initiatives in investment management. Collaborating across key compliance areas under the Investment Advisers Act and Investment Company Act.
Manager responsible for ensuring supply chain efficiency at Porsche Holding in Chile. Planning product flow from suppliers to customers using analytical tools.
Business Process Expert for LIMS, focusing on implementation and support within Quality Control. Join a collaborative international team at Grünenthal to enhance our pharmaceutical manufacturing standards.
Quality & Regulatory Specialist at SofMedica ensuring compliance with quality standards and managing quality management systems. Overseeing supplier qualifications and participating in audits.
Team Leader - Compliance Training responsible for designing and developing compliance training programs in financial services. Leading a team and managing training implementation activities in India.
Regulatory Toxicologist supporting clients on product registrations, toxicological evaluations, and risk assessments in the chemical sector. Join a leading sustainability consultancy with a focus on agrochemicals.