Data Analyst role at Broadridge conducting audits and investigations to ensure compliance and manage fraud risks. Collaborating on data analysis and compliance frameworks in a hybrid work setting.
Responsibilities
Conduct periodic internal audits and risk assessments to ensure compliance with internal policies and external regulations
Lead or support investigations into compliance or fraud-related issues
Develop, implement, and manage risk management processes to identify, monitor, and mitigate business and information security risks
Analyze operational and transactional data to identify trends, anomalies, and potential fraud risks within transfer agency processes
Create data visualizations and management reports to communicate key fraud metrics, emerging threats, and audit results.
Requirements
Bachelor’s degree or equivalent work experience
Experience in financial fraud risk management or data governance
At least 1 year of data visualization experience (e.g., Power BI, Access)
Minimum of 3 years of direct customer service experience
Prior experience with equity transfer agency operations preferred.
Benefits
Comprehensive benefit offerings (visit www.broadridgebenefits.com for details)
Paid sick leave in compliance with the Colorado Healthy Families and Workplaces Act
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