About the role

  • Legal Affairs Manager at Ameriprise Financial focused on supporting registered investment companies. Responsibilities include coordinating legal documentation and ensuring compliance with SEC regulations.

Responsibilities

  • Focus primarily on supporting Columbia Threadneedle Investments registered investment companies
  • Responsible for performing on-going legal and regulatory related activities
  • Coordinates the creation, updating, and filing of registration statement post-effective amendments
  • Solicits and coordinates input to disclosure documents from business lines and outside counsel
  • Providing legal and regulatory support for Columbia Threadneedle Investments’ investment advisory business

Requirements

  • Associates degree plus paralegal certificate or bachelor’s degree equivalent
  • Three to five years’ experience supporting an asset management business is preferred
  • Ability to interpret, analyze and apply legal requirements applicable to registered investment companies
  • Mature, professional demeanor
  • Strong attention to detail, strong organizational skills, and ability to successfully manage several ongoing assignments
  • Excellent communication, interpersonal, writing and problem-solving skills
  • Dedicated team player

Benefits

  • vacation time
  • sick time
  • 401(k)
  • health insurance
  • dental insurance
  • life insurance

Job title

Legal Affairs Manager

Job type

Experience level

Mid levelSenior

Salary

$73,500 - $129,100 per year

Degree requirement

Associate's Degree

Location requirements

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