Senior Regulatory Compliance Analyst supporting the delivery of regulatory compliance framework in a leading global Financial Services firm. Contributing to compliance reporting and maintaining governance policies across jurisdictions.
About the role
- Director of Compliance Monitoring leading strategic oversight and assurance at global fintech company. Driving compliance innovation and global monitoring frameworks within financial crime regulations.
Responsibilities
- Own the strategic evolution of the Compliance Monitoring and Oversight framework
- Lead, mentor, and develop a global team of monitoring specialists
- Design and execute the Annual Compliance Monitoring Plan
- Translate complex testing results into high-impact, actionable intelligence
- Act as a strategic partner to Regional MLROs and First Line Operational leads
- Drive the transition towards continuous monitoring and automated testing
- Ensure the monitoring program is audit-ready at all times
Requirements
- 12+ years of experience in Compliance Assurance, Internal Audit, or Regulatory Testing within the financial services or fintech sector
- Significant experience managing international teams, with a track record of developing senior talent
- Ability to pivot a monitoring program from a manual, transactional model to a strategic, risk-based assurance model
- Deep understanding of testing methodologies, sampling strategies, and root cause analysis
- Exceptional executive presence
- Experience working across multiple regulatory jurisdictions (e.g., US, UK/EU, APAC)
Benefits
- Medical, dental, and vision insurance
- 401(k) plan
- Short-term and long-term disability
- Basic life insurance
- Well-being benefits
- 20 paid days of vacation
- 12 paid days of company holidays
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