Compliance and Risk Consultant providing flexible support across Support Desk and Quality Control functions at PG&E. Engaging in data analysis, quality checks, and process improvement initiatives.
About the role
- Associate Director managing regulatory compliance for Airwallex’s US operations. Focused on MTL licensing and regulatory engagement across the financial landscape.
Responsibilities
- Deliver on the regulatory engagement strategy for Airwallex US and manage the MTL licensing program
- Maintain licensing responsibilities and coordinate with internal and external parties to ensure compliance
- Communicate regulatory requirements and collaborate on productizing solutions
- Implement and execute processes, file requisite reports, renew registrations and licenses
- Manage regulatory examinations and interface with MTL regulators on inquiries
- Analyze new and existing products to ensure compliance with regulatory obligations
- Guide the first line business to mature customer-facing and internal processes
Requirements
- Bachelor’s degree with a minimum of 12 years of compliance experience in a regulated financial institution, FinTech, legal/consulting firm, or combination of the above
- Familiarity with financial regulatory laws, rules, regulations and industry best practices across the US and the Americas region
- Experience dealing with MTL regulators within the US, the Bank of Canada and other financial services regulators across the Americas
- Data proficiency - ability to work with data and leverage it for strategic decision-making
- Ability to operate strategically and think creatively to solve complex regulatory compliance challenges
- Superior communication skills, with the ability to clearly explain complex topics to a wide range of stakeholders including regulators, executive leadership, and front-line staff
- Experience with developing and/or maintaining a compliance program within a financial institution, preferably in respect of payments activity
- Exposure to licensing processes, regulatory expansion, and RegTech or technology-driven compliance solutions
- Deep understanding of financial products/services and related conduct risk, ethics, and controls
Benefits
- Medical, dental, and vision insurance
- 401(k) plan
- Short-term and long-term disability
- Basic life insurance
- Well-being benefits
- 20 paid days of vacation
- 12 paid days of company holidays
Job title
Job type
Experience level
Salary
Degree requirement
Location requirements
Managing Director overseeing strategic development of technology solutions for Fixed Income, Equities and Compliance at TIAA. Ensuring technological infrastructure supports trading operations and regulatory compliance.
Business Compliance Officer supporting Front Office on regulatory compliance at innovative Blockchain Banking firm. Involve in transaction monitoring and onboarding processes with dynamic team.
Chemical Compliance Lead at BD managing a team and overseeing compliance regulations. Collaborating with stakeholders to ensure regulations are met while driving improvements in compliance processes.
Facilities Coordinator providing administrative and compliance support for healthcare management operations. Ensuring documentation accuracy and regulatory readiness for healthcare accreditation and compliance standards.
Regulatory Affairs Specialist completing customer product and plant questionnaires for food and feed products. Ensuring accurate regulatory information and collaborating with internal stakeholders at Corbion.
Senior Compliance Manager at ControlExpert, leading compliance across the company and ensuring adherence to regulations in the automotive claims sector.
Legal Executive providing strategic legal advisory services on personal injury and regulatory issues to clients in the UK. Collaborating with senior leaders and enhancing client relationships through training and bespoke advice.
Regulatory Submission Lead responsible for supporting regulatory submissions and collaboration with global teams. Focused on compliance with health authority regulations and GSK policies in healthcare and biological science.
Testing Analyst evaluating client compliance programs under federal securities laws at ACA Group. Involves regulatory issue analysis and communication of findings and recommendations.