Senior Regulatory Affairs Specialist ensuring compliance with worldwide regulatory requirements at Argen. Responsible for developing regulatory strategies, submitting filings, and leading compliance activities.
About the role
- Senior Compliance & Governance Analyst guiding compliance management and corporate governance at BMW Financial Services. Role involves regulatory risk assessments, compliance reporting, and training initiatives.
Responsibilities
- Supports the Compliance Manager in the operation of the local Compliance Management System covering these ten Compliance Instruments: Definition and regular update on compliance strategy.
- Management of monitoring of relevant legal requirements for compliance.
- Regular compliance risk assessments, including privacy impact assessments, AML, Consumer Protection and Data Privacy Protection requirements analyses.
- Management of internal rules and regulations.
- Regular compliance communication towards employees.
- Regular compliance trainings and business coaching.
- Implementation of compliance processes and tools.
- Compliance case management (e.g., inquiries by employees, customers and authorities, complaints and incidents) including management of compliance measures.
- Regular and ad-hoc compliance reporting to local management, central compliance functions, and where applicable, to supervisory authorities.
- Compliance spot checks, including audits, to ensure effectiveness of internal compliance instruments and measures.
- Applies these compliance instruments to identify and mitigate potential compliance risks.
Requirements
- Post secondary degree in related field of study
- Relevant compliance related certification(s) such as CAMS, CIPM, CIPP/C
- 3-5 years of relevant, professional experience, preferably in the Financial sector
- Excellent understanding and working knowledge of regulatory requirements including Proceeds of Crime (Money Laundering) and Terrorist Financing Act (PCMLTFA), federal / provincial privacy legislation, and consumer protection legislation.
- Excellent communication (written, oral & presentation), critical thinking, relationship management and project management skills.
- Advanced Microsoft Office skills.
- Strong written skills with the ability to draft policies and training materials.
- Strong interpersonal and organizational skills.
- Self-directed / self-starter (i.e. entrepreneurial, proactively identifies necessary and/or value added tasks; appropriately self-identifies areas in which to engage.
- Self-motivated, results-driven and strong attention to detail.
- Ability to work in a fast-paced environment and respond well under pressure and tight deadlines.
- Automotive industry experience would be an asset.
Benefits
- An award-winning culture.
- Cutting edge innovation and creativity.
- Incredible BMW, MINI and Motorrad employee vehicle/motorcycle programs.
- Flexible working models.
- Highly competitive compensation.
- Performance incentives programs.
- First-rate health and wellness benefits.
- Education reimbursement.
- World-class office space.
- Fresh & nutritious meals in our amazing fully staffed, and subsidized, onsite cafeteria.
- Fully stocked coffee/tea bar.
Job title
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Experience level
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Degree requirement
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