Entry level analyst responsible for processing securities and derivatives transactions. Collaborate with trading desks and operations team to ensure compliance and efficiency.
Responsibilities
processing orders and transactions originating from trading desks and branch offices
assist in the clearance, settlement and investigation of client securities and derivatives transactions
conduct analyses of hedge funds and other counterparty activities
contribute to the creation of customized reporting used to present information to management
support implementation of securities processing improvements
assist with identifying policy gaps and formulating policies that streamline related work processes
review and analyze hedge fund activities, procedures to reconcile cash/holdings and securities pricing
develop and use knowledge of securities, processing practices and standards
provide informal guidance or on the job training to lower level/new securities processing team members when required
monitor and ensure transactions processes are executed correctly and are compliant with internal policies and controls
Requirements
0-5 years of relevant experience
Consistently demonstrates clear and concise written and verbal communication skills
Demonstrated cash and trade operations experience & knowledge
Effective verbal and written communication skills
Sense of urgency & ability to multi-task
Proficiency with Microsoft Office and comfortable with data entry
Bachelor’s Degree/University degree or equivalent experience
Benefits
medical, dental & vision coverage
401(k)
life, accident, and disability insurance
wellness programs
paid time off packages, including planned time off (vacation), unplanned time off (sick leave), and paid holidays
Job title
Security and Derivatives Intermediate Associate Analyst
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