Director of IT Procurement leading sourcing and procurement strategies for IT goods at Emory University. Optimizing technology spend and ensuring contract compliance while supporting academic needs.
AL
Hybrid Manager, Business Unit Risk-Compliance Liaison
Posted 4 months ago
About the role
- WMS Products Risk Manager overseeing compliance for financial products at Ameriprise Financial. Collaborating with teams to ensure adherence to laws and regulations while managing risk initiatives.
Responsibilities
- Assist, oversee, and influence business partners and senior business leaders for WMS Products
- Ensure that adequate compliance and risk policies and procedures are developed and implemented
- Understand applicable laws and regulations, analyze their effect on business practices
- Maintain current knowledge of industry practices and developments
- Support and Manage WMS Product compliance and risk initiatives
- Provide coaching/training and actively partner with product and relationship management teams
- Participate in cross organizational initiatives representing WMS Products
- Coordinate and support timely responses to regulatory, internal or external audit requests
Requirements
- Bachelor's degree (or equivalent work experience)
- 5+ years of relevant experience
- Understanding of the regulations and laws that impact the assigned line of business
- Analytical, problem-solving, and synthesizing skills
- Strong Microsoft Excel skills
- Strong communication skills
- Active Series 7
- Active Series 24
Benefits
- vacation time
- sick time
- 401(k)
- health, dental and life insurances
Job title
Job type
Experience level
Salary
Degree requirement
Location requirements
Senior Financial Analyst responsible for financial management and analytics at CRC Group. Preparing reports to evaluate financial performance and supporting mergers and acquisitions processes.
Treasury Analyst at Vault, a non - bank private lending company. Responsible for managing funding compliance and preparing financial reports in a fast - paced environment.
Senior Associate working closely with the IQT Investment Team on sourcing and diligence activities. Involves building relationships in the venture ecosystem with a focus on technology sectors.
Financial Analysis Coordinator overseeing financial operations and budget management at Virtua Health. Ensuring accurate reporting and providing financial education to management teams.
Financial Planning Administrator managing specialised administration support/services and client relationships at Progeny. Ideal for someone with 2+ years in financial services, offering growth opportunities.
Senior Manager managing music royalties and finance processes for Warner Bros. Discovery. Overseeing a team and ensuring compliance with contractual terms and internal controls.
Lead Business Aligned Finance Analyst at Wells Fargo, advising on financial research and forecasting for Consumer Technology Products. Resolve complex financial challenges and drive strategic initiatives.
Executive Director - Financial Reporting at Wells Fargo, advising on regulatory reporting and capital treatment. Collaborating with internal stakeholders on interpretive issues and regulatory compliance.
Senior Associate guiding financial operations implementation for PwC in finance consulting. Collaborating with clients and mentoring peers while ensuring successful project delivery.