Wealth Consultant helping clients secure their financial futures through insurance solutions. Evaluating financial needs and establishing relationships with clients while staying informed on industry trends.
About the role
- Financial Institution Regulatory Compliance Manager at Baker Tilly focusing on risk management and regulatory compliance for financial institutions. Lead engagements and implement compliance strategies while supporting team development.
Responsibilities
- Work closely with client executives and management teams to understand their businesses and assist in identifying and managing regulatory compliance risks within their business processes and systems
- Lead audit and consulting engagements of banks, credit unions, fintechs, and specialty finance organizations to determine institutions compliance with lending and depository regulatory requirements
- Implement new or updated regulatory requirements, and translate regulatory requirements to ensure financial institution compliance
- Continually stay up-to-date on all existing compliance regulations
- Develop and maintain a broad knowledge and awareness of the financial institution industry and regulatory changes and identify potential impacts to compliance audit programs
- Support our internal audit practice as Subject Matter Expert on regulatory and compliance topics
- Provide strategic business advice to clients by assisting in the implementation of new regulatory requirements
- Manage client engagement teams, along with staffing, billings/collections, and ensure client profitability targets are met
- Utilize your entrepreneurial skills to network and build strong relationships internally and externally with clients and the community
- Invest in your professional development individually and through participation in firm wide learning and development programs
Requirements
- Bachelor’s degree in accounting, finance, or a related program
- 5+ years experience with regulatory compliance
- 1-2 year(s) management experience
- CIA or CRCM designation(s) required
- CRCM Certification strongly preferred. Also open to candidates willing to obtain CRCM Certification in the future.
- Experience working with FDIC, OCC, CFPB, NCUA, and state regulations
- Experience as a client serving professional for a consulting firm preferred
- Excellent analytical, technical, and problem-solving skills, with strong attention to detail
- Exceptional verbal and written communication, collaboration, and time management skills
- Strong sense of urgency and client responsiveness
- Ability to travel
Benefits
- Enjoy friendships, social activities and team outings that encourage a work-life balance
- Support the growth and development of team members through the Baker Tilly Care and Teach philosophy, helping associates meet their professional goals
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