Senior Analyst, OSS Compliance managing open - source software assets for The Hartford. Ensuring compliance and visibility into OSS usage as part of software asset management process.
About the role
- Compliance Advisor at Vanguard managing UK and Irish fund regulations and governance. Collaborating with teams to ensure compliance across product lifecycle and stakeholder relationships.
Responsibilities
- Provide PRD with guidance and advice in relation to Vanguard products
- Build and maintain stakeholder relationships
- Provide specific regulatory advice at the early stage of research initiatives
- Provide advice on the anticipation, impact assessment and response to regulatory developments
- Design and deliver effective regulatory training initiatives to the business
- Contribute to the creation of management reporting and communication on Compliance matters to senior management
Requirements
- Significant related work experience within an asset management compliance function
- Strong knowledge of FCA Handbook and CBI requirements
- Understanding and awareness of product governance requirements for distributors
- Strong knowledge of UCITS, with specific focus on Irish and UK requirements
- Understanding of FCA consumer duty, SDR, requirements and SFDR and ESG regulation
- Ability to develop a broad understanding of Vanguard’s business and the investment industry
- Positive relationship management skills
- Excellent judgment and decision-making skills
Benefits
- Health insurance
- Professional development opportunities
- Flexible working hours
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
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