EMEA Regulatory Consultant providing expertise on EU and UK regulatory frameworks impacting fintech and financial services. Bridging regulatory expectations with product development for compliance solutions.
About the role
- Lead Risk and Compliance training initiatives at USAA, focusing on regulatory compliance. Drive effective learning programs and assess training needs within a complex environment.
Responsibilities
- Routinely communicates results of risk assessments to governance committees, business process owners and various levels of leadership and influences decision making.
- Develops processes and procedures for successful implementation of new risk policies, practices, appetites, and solutions to ensure multidisciplinary understanding and management of risks according to industry standard process.
- Identifies and seeks key partners across the enterprise to support the identification, assessment, aggregation and the overall management of risks and controls.
- Crafts key communications related to risk and compliance insights to be delivered to executives and board members.
- Implements compliance risk management activities in accordance with enterprise compliance standards.
- Maintains and expands knowledge of the competitive/regulatory landscape and the company's key challenges.
- Stays ahead of the competitive/regulatory landscape and shares knowledge w/team members.
- Coordinates and responds to regulatory requirements and requests and ensures the execution of examinations.
- Applies knowledge to use or produce analytical material for discussions with cross functional teams to understand business objectives and influence solution strategies.
- Leads, assembles, and facilitates cross-functional teams to identify, assess, aggregate, and mitigate current and emerging risk events.
- Serves as the point of contact for senior risk leadership on projects and special management requests that often impact the enterprise or core operating area.
- Formulates and reviews stress test plans for a line of business or the enterprise.
Requirements
- Bachelor’s degree or 4 additional years of related experience beyond the minimum required may be substituted in lieu of a degree
- 8 or more years experience in risk, compliance, legal or audit within the financial services or insurance industry or specialized technical fields directly related to the role
- Risk and compliance management experience in a complex institution and/or highly matrixed environment
- Knowledge of compliance laws, regulations, and regulatory expectations
- Demonstrated ability to apply knowledge of regulatory risk and compliance to consult and provide insights and guidance
- Demonstrated experience in conflict resolution management and ability to effectively challenge at all levels of management and influence business outcomes
- Experience leading and directing work with internal and external partners in a highly collaborative environment
- Demonstrated critical thinking and knowledge of data analysis tools and techniques and decision-making abilities, to include ability to effectively make data-driven decisions
- Proactively identifies potential concerns and resolve issues
- Proficiency with Microsoft Office products including Word, Excel, and PowerPoint.
Benefits
- comprehensive medical, dental and vision plans
- 401(k)
- pension
- life insurance
- parental benefits
- adoption assistance
- paid time off program with paid holidays plus 16 paid volunteer hours
- various wellness programs
- career path planning and continuing education
Job title
Job type
Experience level
Salary
Degree requirement
Location requirements
Compliance Associate/Senior Associate supporting Oaktree’s regulatory compliance initiatives in investment management. Collaborating across key compliance areas under the Investment Advisers Act and Investment Company Act.
Manager responsible for ensuring supply chain efficiency at Porsche Holding in Chile. Planning product flow from suppliers to customers using analytical tools.
Business Process Expert for LIMS, focusing on implementation and support within Quality Control. Join a collaborative international team at Grünenthal to enhance our pharmaceutical manufacturing standards.
Quality & Regulatory Specialist at SofMedica ensuring compliance with quality standards and managing quality management systems. Overseeing supplier qualifications and participating in audits.
Team Leader - Compliance Training responsible for designing and developing compliance training programs in financial services. Leading a team and managing training implementation activities in India.
Regulatory Toxicologist supporting clients on product registrations, toxicological evaluations, and risk assessments in the chemical sector. Join a leading sustainability consultancy with a focus on agrochemicals.
Consultant GRC confirmed assisting clients in strategic aspects of cybersecurity. Working on risk analysis and compliance with standards in a hybrid role in Courbevoie.
Solution Owner overseeing Trackwise systems for regulatory and quality solutions at Convatec. Balancing technical expertise with strategic vision to optimize processes and maintain system integrity.
Digital Communications Surveillance Analyst at S&P Global Ratings monitoring electronic communications for regulatory compliance. Collaborating with global teams and identifying potential compliance issues.