EMEA Regulatory Consultant providing expertise on EU and UK regulatory frameworks impacting fintech and financial services. Bridging regulatory expectations with product development for compliance solutions.
About the role
- Compliance and Operational Risk Testing Analyst I improving risk management framework at USAA. Conducting testing, assessing control efficiency, and collaborating for operational improvements.
Responsibilities
- Develop clear steps to test and evaluate compliance with relevant policies, procedures, and regulations.
- Review formal and informal processes and controls to resolve how effective they are.
- Perform independent testing with minimal guidance to evaluate operational and compliance risks.
- Prepare detailed, objective documentation to support findings and conclusions.
- Complete assigned testing activities on time and with a high standard of quality.
- Gather information, analyze data trends, identify root causes, and share insights with the team and key partners.
- Identify control gaps or weaknesses and recommend practical solutions.
- Summarize testing results in accurate, concise written reports and ensure the quality and completeness of all deliverables.
- Build and maintain strong working relationships with business partners and internal control teams (Audit, Risk & Compliance, Legal) to support teamwork across lines of defense.
- Ensure risks related to business activities are accurately identified, monitored, and managed following established policies and procedures.
Requirements
- Bachelor’s degree required
- Or 4+ additional years of relevant experience in place of a degree
- 4+ years of relevant professional experience
- Knowledge of regulatory data sources
- Strong skills in data analysis tools and techniques
- Understanding of industry regulations and compliance requirements
- Knowledge of testing methods and data analysis principles
- Proficiency with Microsoft Word, Excel, and PowerPoint.
Benefits
- comprehensive medical, dental and vision plans
- 401(k)
- pension
- life insurance
- parental benefits
- adoption assistance
- paid time off program with paid holidays plus 16 paid volunteer hours
- various wellness programs
- career path planning and continuing education
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