Regulatory Affairs Manager specializing in food industry compliance across US/North America. Leading regulatory strategies and communication for food ingredients and products.
About the role
- Junior Compliance Officer supporting compliance activities aligned with BaFin regulations in the financial services industry. Collaborating with colleagues on compliance projects and monitoring investment processes.
Responsibilities
- Support day-to-day compliance activities aligned with BaFin regulatory requirements.
- Assist in monitoring investment products and processes.
- Contribute to the Compliance Monitoring Program (CMP) by preparing reports, collecting data, and following up on findings.
- Provide compliance input on current and upcoming products and services across the business.
- Participate in cross-functional compliance projects, gaining hands-on experience and supporting regulatory change implementation.
- Support senior colleagues in reviewing higher-risk or complex financial promotions to ensure compliance.
- Help maintain up-to-date compliance policies and procedures, ensuring effective implementation.
Requirements
- Ideally some experience in compliance, preferably within the financial services or investment sector.
- A degree in Law, Finance, or a related discipline, or an equivalent qualification.
- A strong interest in regulatory compliance and the financial services industry.
- Excellent communication and interpersonal skills.
- Ability to work well under pressure, adapt quickly, and learn on the job.
Benefits
- Challenges that will help you grow and realize your potential fast.
- Opportunity to make a significant impact - you will build innovative services used by millions of investors to build wealth.
- Work with smart, spirited, helpful, high-performing colleagues with a common goal.
- An environment where nothing is set in stone.
- Appreciation for your talent and ideas.
- Generous remuneration package
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
Compliance Analyst participating in financial compliance processes at Prex. Utilizing data analysis for risk identification and maintaining regulatory compliance.
Control, Risk and Compliance Analyst at Desjardins managing compliance for savings and investment products. Preparing reports and liaising with stakeholders to ensure regulatory compliance and operational risk management.
Senior Manager leading technology - enabled GRC solutions and guiding compliance frameworks. Collaborates with teams to ensure scalable and practical implementations for Crowe's regulatory practices.
Alternant en conformité réglementaire chez Sanofi, contribuant à la conformité mondiale des activités de santé. Collaborant avec une équipe pour développer compétences tout en soutenant l'avenir de la santé.
Environmental Professional ensuring air compliance and permit management for oil and gas operations. Collaborating with teams on compliance, reporting, and regulatory issues across various states.
Senior Audit & Compliance Specialist developing audit schedules and conducting audits in insurance sectors. Collaborating with teams to drive quality improvements across claims procedures and training.
Senior Manager overseeing quality compliance and implementation of Quality Systems in external manufacturing. Supporting compliance with regulatory standards across Global External Manufacturing network at Bristol Myers Squibb.
Analyst supporting energy efficiency programs at Eversource. Reporting operations, regulatory support, and portfolio forecasting for clean energy initiatives in Massachusetts.
Technology Compliance Officer at Specsavers ensuring regulatory compliance across Northern Europe. Guiding product teams in understanding obligations while building compliance into design and process.