Compliance Analyst providing regulatory and compliance support at OM Bank. Managing regulatory obligations and assisting in compliance reporting under senior guidance.
Responsibilities
Provide administrative support in relation to regulatory submissions, correspondence, and record‑keeping, including tracking deadlines, approvals, and evidence.
Assist in the coordination and maintenance of regulatory registers, action trackers, and compliance monitoring logs.
Support the preparation, collation, and review of documentation for submissions to regulators and internal governance forums.
Maintain accurate and auditable records of regulatory engagements, approvals, and responses.
Draft compliance related processes.
Tracking of mandatory compliance training to ensure 100% completion.
Provide 2nd line regulatory, risk, and compliance support to management within the business, under the guidance of Compliance leadership.
Assist in monitoring adherence to applicable laws, regulations, internal policies, and regulatory commitments.
Support Compliance in identifying, escalating, and tracking regulatory risks, issues, and remediation actions.
Assist with compliance assessments, thematic reviews, and follow‑up actions.
Support ongoing collaboration between the business and Risk Control Functions (Compliance, Legal, Risk).
Assist in ensuring that regulatory and compliance requirements are appropriately communicated, documented, and embedded within business processes.
Provide administrative and coordination support for compliance‑related governance forums, meetings, and reporting.
Assist in drafting compliance reports, management information, and regulatory summaries for internal stakeholders.
Support governance processes by coordinating approvals, maintaining evidence of decision‑making, and tracking actions arising from governance forums.
Contribute to the maintenance of compliance frameworks, procedures, and guidance notes.
Build an understanding of the regulatory environment applicable to the Bank and the financial services industry.
Participate in compliance training, regulatory projects, and learning opportunities to develop technical regulatory knowledge.
Gradually take on increased responsibility in regulatory risk assessment and compliance activities as experience grows.
Work toward obtaining a recognised Compliance Certificate as part of ongoing professional development and to strengthen technical compliance capability.
Requirements
Bachelor’s or BCOM degree in Finance, Accounting, Law, or a related field.
2+ years’ experience in compliance related roles.
Ability to interpret complex legislation and translate it into clear, practical, plain‑language guidance for business stakeholders.
Minute taking for Compliance Committees.
Strong analytical and investigative skills.
Proficiency in tools such as Excel, and Compliance software.
Excellent written and verbal communication.
Ability to handle sensitive information with discretion.
High attention to detail.
Critical thinking and problem-solving abilities.
Ability to work under pressure and meet strict deadlines.
Regulatory Affairs Manager specializing in food industry compliance across US/North America. Leading regulatory strategies and communication for food ingredients and products.
Compliance Analyst participating in financial compliance processes at Prex. Utilizing data analysis for risk identification and maintaining regulatory compliance.
Control, Risk and Compliance Analyst at Desjardins managing compliance for savings and investment products. Preparing reports and liaising with stakeholders to ensure regulatory compliance and operational risk management.
Senior Manager leading technology - enabled GRC solutions and guiding compliance frameworks. Collaborates with teams to ensure scalable and practical implementations for Crowe's regulatory practices.
Alternant en conformité réglementaire chez Sanofi, contribuant à la conformité mondiale des activités de santé. Collaborant avec une équipe pour développer compétences tout en soutenant l'avenir de la santé.
Environmental Professional ensuring air compliance and permit management for oil and gas operations. Collaborating with teams on compliance, reporting, and regulatory issues across various states.
Senior Audit & Compliance Specialist developing audit schedules and conducting audits in insurance sectors. Collaborating with teams to drive quality improvements across claims procedures and training.
Senior Manager overseeing quality compliance and implementation of Quality Systems in external manufacturing. Supporting compliance with regulatory standards across Global External Manufacturing network at Bristol Myers Squibb.
Analyst supporting energy efficiency programs at Eversource. Reporting operations, regulatory support, and portfolio forecasting for clean energy initiatives in Massachusetts.
Technology Compliance Officer at Specsavers ensuring regulatory compliance across Northern Europe. Guiding product teams in understanding obligations while building compliance into design and process.