Regulatory Compliance Officer at Transport for NSW conducting investigations and audits for third party programs. Ensuring compliance with regulatory schemes and engaging with relevant programme participants.
About the role
- Compliance Officer within Compliance Risk Management at KeyCorp. Providing regulatory compliance support and mitigating risks for consumer lending servicing.
Responsibilities
- Serve as the corporate subject matter expert across the designated lines of business
- Develop relationships of trust and confidence with the designated lines of business
- Provide oversight and monitoring of line of business processes and controls
- Work proactively and collaboratively with the line of business to identify process improvements or control gaps
- Keep abreast of new laws and regulations
- Assist with regulatory compliance exams
- Assist with corporate policy and training development
- Educate and provide consultative advice on assigned regulations
- Provide independent review and challenge on various line of business activities
- Participate in or lead various projects related to mitigating risk to Key
Requirements
- Bachelor’s degree or equivalent work experience; Juris Doctorate or CRCM preferred
- Minimum 3 years of experience as a financial services compliance professional, bank regulator or other comparable legal experience
- Demonstrated knowledge of ECOA, TILA, FCRA, MLA, E-SIGN, UDAAP and other consumer protection regulations
- Ability to comprehend and interpret federal and state laws that apply to the consumer and commercial lines of business
- Ability to identify and accurately rate/prioritize risks, including the ability to develop creative risk mitigation techniques that keep the bank within its risk appetite while achieving relevant business goals
- Strong relationship management and leadership skills
- Proven ability to work in a team environment
- Sound decision-making skills; able to make decisions independently and quickly
- Solid written and oral communication skills
- Strong research skills coupled with strong analytical and resourceful problem solving skills
- Strong attention to detail
Benefits
- Health insurance
- 401(k) matching
- Flexible work hours
- Paid time off
- Remote work options
- Incentive compensation including production, commission, and/or discretionary incentives
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