Compliance Supervisor leading Quality & Compliance programs at Apotex, overseeing audits and ensuring compliance with regulatory requirements in pharmaceutical manufacturing.
About the role
- Compliance Manager within KeyBank’s Enterprise Fraud and Disputes team. Providing oversight and expertise in fraud and dispute processes, ensuring compliance with federal regulations.
Responsibilities
- Provide subject matter expertise to the first line of defense for all fraud and dispute-related functions across the enterprise.
- Oversight of first line of defense functions responsible for management of technology/applications supporting fraud and disputes processes is also applicable for mitigation of compliance risk.
- Conduct compliance monitoring and risk assessments to proactively identify process improvements or control gaps and facilitate necessary changes.
- Provide strong oversight to the first line of defense for timely and sustainable remediation of findings, including completion of second line of defense verification activities (includes transaction level testing).
- Assist with internal and external regulatory compliance exams/audits.
- Develop relationships of trust and confidence with the designated lines of business.
- Provide oversight and monitoring of line of business processes, risks and controls.
- Keep abreast of new laws, regulations and enforcement actions.
- Conduct applicable gap analyses and facilitate necessary changes.
- Assist with corporate policy and training development.
- Educate and provide consultative advice on assigned regulations.
- Provide independent review and challenge on various line of business activities.
- Participate in or lead various projects related to mitigating risk to Key.
Requirements
- Bachelor’s Degree required; Juris Doctorate or Certified Regulatory Compliance Manager (CRCM) preferred.
- Minimum 5 years of experience as a financial services compliance professional, bank regulator or other comparable legal experience (required).
- Demonstrated knowledge of the banking industry, particularly as it relates to fraud risks and handling of customer claims/disputes (required).
- Demonstrated knowledge of federal laws and regulations including, but not limited to, Regulations E, Z, CC, V, E-Sign Act, and UDAAP.
- Strong verbal and written communication skills; ability to work with all levels of management with a focus on collaboration and relationship management.
- Autonomous, self-motivated, and flexible with the ability to adapt quickly to change or shifting priorities in a fast-paced environment.
- Experience working on projects or initiatives requiring strategic planning/thinking across multiple functional areas and business processes.
- Proven ability to work well in a team environment.
- Strong risk assessment, monitoring, and testing skills.
- Sound decision-making skills; able to make decisions independently and quickly.
- Strong research skills coupled with strong problem solving/analytical skills.
- High level of attention to detail.
- Desire for continuous learning, including utilization of technology for increased efficiency.
Benefits
- Eligibility for incentive compensation which may include production, commission, and/or discretionary incentives
Job title
Job type
Experience level
Salary
Degree requirement
Location requirements
Senior Tax Compliance Analyst for Votorantim's Excellence Center in Peru. Focused on electronic book preparation and review, ensuring compliance and process improvement.
Regulatory Specialist at 3E analyzing global chemical regulations and ensuring compliance. Collaborating with teams to develop regulatory solutions and contribute to AI workflows.
Process & Compliance Lead at Dematic defining and implementing consistent content quality standards and audit criteria. Driving continuous improvement in compliance and documentation for global deployments.
Compliance Specialist at VERO responsible for implementing compliance programs. Ensures adherence to regulations and ethical standards through risk assessments and training initiatives.
Manager of Compliance overseeing Escheatment and Credit Risk at PayPal. Ensuring regulatory compliance and enhancing risk management strategies across the organization.
Senior Principal Regulatory Affairs Specialist at Medtronic leading regulatory strategies for Class II robotic devices. Responsible for compliance with US and EU regulations and product lifecycle support.
IB
Senior Regulatory Analyst handling regulatory relationships and compliance for energy transmission at ISA ENERGIA BRASIL. Managing contracts and regulatory submissions to support their energy transition efforts.
![Alexander Thamm [at] logo](/api/images/alexanderthamm.jpg)
Data Strategist focusing on regulatory compliance working across information systems. Collaborating with various departments and leading workshops to optimize processes.
TMS Compliance Lead Analyst conducting Transaction Monitoring investigations within Coinbase compliance team. Ensuring adherence to AML requirements and documenting investigative outcomes.