Compliance Officer ensuring compliance and regulatory support within a FinTech firm for SMEs in the Philippines. Collaborating with leadership and operations teams for scalable governance.
Responsibilities
Regulatory Compliance: Ensure compliance with applicable laws, rules, and regulations governing financing and banking activities, including those issued by the Bangko Sentral ng Pilipinas. Monitor regulatory developments and assess their impact on the business. Prepare and review regulatory submissions, reports, and correspondence.
Regulatory Compliance Advisory: Provide day-to-day regulatory compliance support on lending, banking-related operations, and financial products. Identify legal and regulatory risks and recommend practical, business-aligned solutions. Support structuring of transactions to ensure compliance with applicable regulations.
Affiliate Support: Support oversight of legal and compliance matters relating to the affiliated rural bank. Track compliance obligations, regulatory requirements, and key deadlines. Assist in ensuring alignment with regulatory expectations and governance standards.
The role will be based in Taguig City, report to the General Counsel, and may require occasional local travel.
Requirements
**3-5 years of experience in regulatory compliance within financial services.**
Experience in a bank, rural bank, or BSP regulated lending institution.
Familiarity with Philippine financial services regulations and BSP regulations; exposure to BSP-regulated entities is a strong advantage.
Ability to work cross-functionally with operations, product, and risk teams.
Strong legal drafting, analytical, and problem-solving skills.
This is an individual contributor role to start with. We are looking for someone who is comfortable owning and executing the work independently, with appropriate guidance and oversight.
Benefits
Hybrid work set-up: at least 2 days per week in our BGC (central Manila) office; your choice to work in office or remote the rest of the time.
Additional perks & benefits including HMO coverage from month one, free catered lunches, MacBook Air provided, monthly fitness allowance, transportation & accommodation allowance, and more.
Join a team with a deeply collaborative culture! Learn more here: https://www.firstcircle.ph/careers
Director of FP&A leading financial forecasting and analysis across music labels and distribution. Collaborating with executives to drive strategic financial decisions and optimize processes.
Group Finance Director at TEAM LEWIS overseeing group financial control and reporting across multiple entities. Ensuring compliance and improving processes for strategic decision - making support.
Governance Engineer managing compliance for Microsoft Copilot and Power Platform in financial services. Focus on security, governance, and enabling citizen development with best practices.
Functional Budget Analyst supporting financial processes and reporting at KBR. Collaborating with budget owners and ensuring compliance with government regulations.
Finance Partner role at GSK providing strategic guidance on contract and pricing decisions. Collaborating with business units to enhance financial performance and manage Gross - to - Net P&L item.
Senior Principal Financial Analyst developing specialized tax analysis and compliance strategies for FINRA. Leading projects that enhance tax accounting practices and drive regulatory compliance within the organization.
Senior Manager focusing on finance strategy for CTDO operations at Bristol Myers Squibb. Driving budget management, financial analysis, and strategic decision support for operational growth.
Senior Finance Business Partner at Greater Western Water providing strategic financial support for infrastructure asset planning. Seeking experienced collaborative professionals in a dynamic role.
Finance Manager applying accounting management and adhering to regulations in MSF's Colombia office. Ensuring quality financial information and administrative operations support.