Senior Compliance Advisor enabling compliance readiness and regulatory support for Workplace Investing products and services at Fidelity. Collaborating with various teams to manage compliance risks and regulatory concerns.
Responsibilities
Enable the development of new products and services to help WI achieve strategic objectives
Conduct monitoring, audits, and analysis to detect compliance concerns
Provide decision support to resolve compliance issues
Enhance associate resources and training to build a more flexible team
Manage and deliver on compliance projects and tasks
Requirements
Bachelor’s degree, or equivalent
MBA and/or JD is a plus
Experience in areas of operations, program management, data analysis & reporting, requirements gathering and/or controls
Experience in compliance, risk management, audit and/or quality preferred
Experience in HIPAA covered products, retirement, health and/or insurance a plus
Strong interpersonal and influencing skills
Excellent verbal and written communications skills
A proven track record to identify, analyze, prioritize, and resolve problems independently
Ability to land and learn, ask questions and demonstrate critical thinking
Microsoft Office suite of applications, including SharePoint
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