Compliance Advisor for Global Sanctions supporting Fidelity’s enterprise Global Sanctions program. Responsibilities include alert management, investigations, and technology support.
About the role
- Compliance leader responsible for internal compliance testing at AngelList. Evaluating controls related to regulatory requirements to ensure a robust compliance framework.
Responsibilities
- Design and implement a risk-based internal compliance testing and assurance program across the AngelList platform and products
- Develop and maintain formal compliance documentation, including: Enterprise and program-level risk assessments, Control design and operating effectiveness documentation, Testing methodologies, schedules, and results
- Evaluate automated and manual controls related to KYC/CDD, investor accreditation, regulatory filings, and other regulatory obligations
- Perform or oversee periodic testing to ensure controls effectively mitigate identified risks
- Identify control gaps, assess root causes, and partner with product, engineering, operations, and compliance teams to drive remediation
- Prepare materials and support regulatory exams, audits, and reviews by banking partners
- Continuously enhance the testing program as regulations, products, and business risks evolve
Requirements
- Significant experience in compliance testing, audit, or assurance within financial services, fintech, banking, or investment platforms
- Strong understanding of regulatory requirements such as KYC/CDD, AML, investor accreditation, and regulatory reporting
- Proven ability to design and document compliance programs that stand up to regulatory and auditor scrutiny
- Experience working with automated systems and controls, including technology-enabled compliance processes
- Exceptional written communication skills, with the ability to clearly document complex processes and controls
- Ability to operate independently in a fast-paced, high-growth environment
Benefits
- We support your life both in and outside of work.
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